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Creating a Company Culture Built on Connections

Creating a Company Culture Built on Connections

HR expert Cathy Guthrie joins the Ncast podcast to talk about how virtual employee engagement helps activate corporate culture while being used as a tool f…

Oct 18, 2022 2 min read
Training Enterprise Risk Management Heroes – Maximizing the Board & C-Suite

Training Enterprise Risk Management Heroes – Maximizing the Board & C-Suite

Understanding the role the board, CEO, CFO and Chief Risk Officer (CRO) play in Enterprise Risk Management (ERM) and why the C-suite needs to be proactive

Oct 12, 2022 5 min read
The 8 Steps to Scoping a Fair Lending Compliance Exam

The 8 Steps to Scoping a Fair Lending Compliance Exam

The Fair Lending exam procedures starts with these steps. Determine the areas of focus for your next risk assessment or exam.

Oct 10, 2022 3 min read
Regulatory Brief for September 2022: UDAAP lawsuit, data privacy, and a windfall for OCC-regulated banks

Regulatory Brief for September 2022: UDAAP lawsuit, data privacy, and a windfall for OCC-regulated banks

Regulatory change updates for banks, credit unions, mortgage companies and fintechs announced in September 2022

Oct 6, 2022 2 min read
5 Interview Questions You Should Ask Compliance Manager Candidates

5 Interview Questions You Should Ask Compliance Manager Candidates

It’s hard to find compliance talent (and it’s expensive). Here are 5 interview questions to ask when interviewing candidates for bank, credit union, mortga…

Oct 4, 2022 3 min read
Regulatory Updates for October 2022: CFPB continues rulemaking while fending off legal challenges & regulators getting serious about “unfair” fees and expanding the Durbin amendment

Regulatory Updates for October 2022: CFPB continues rulemaking while fending off legal challenges & regulators getting serious about “unfair” fees and expanding the Durbin amendment

Exploring Marijuana Reform, Unpacking CFPB's Funding and Hidden Fees Alert, a proposed Financial Data Privacy Rule and Freddie Mac's New Underwriting Tech.

Oct 1, 2022 2 min read
TPRM 101: Top Third-Party Vendor Risks for Financial Institutions

TPRM 101: Top Third-Party Vendor Risks for Financial Institutions

A rundown of the biggest third-party vendor risks banks, credit unions, mortgage companies, and other financial institutions needs to know about

Oct 1, 2022 25 min read
Risk Management 101: Risk Assessments for Financial Institutions

Risk Management 101: Risk Assessments for Financial Institutions

A step-by-step guide through the risk assessment process for banks, credit unions, mortgage companies, with real-world risk assessment examples.

Sep 30, 2022 26 min read
Why Financial Institutions Need a Vendor Onboarding Process

Why Financial Institutions Need a Vendor Onboarding Process

Financial institutions shouldn’t have to reinvent their vendor management process every time there’s a request for a new vendor. Here are three reasons why…

Sep 29, 2022 3 min read
You Can’t Handle the Truth: Why Auditors Get a Bad Name When They Should Be Celebrated

You Can’t Handle the Truth: Why Auditors Get a Bad Name When They Should Be Celebrated

Financial institutions have a lot to gain from listening to their auditors.

Sep 27, 2022 3 min read
 Worried About Fraud Risk? 3 Key Issues When Updating Fraud Risk Assessments

 Worried About Fraud Risk? 3 Key Issues When Updating Fraud Risk Assessments

Fraud risk is on the rise at banks, credit unions, mortgage companies & fintechs. Make sure your financial institution has updated its fraud risk assessmen…

Sep 22, 2022 3 min read
What Is A Compliance Management System And Why Your Financial Institution Needs One

What Is A Compliance Management System And Why Your Financial Institution Needs One

Read on to discover what a compliance management system is — and why your FI needs one.

Sep 20, 2022 14 min read
ERM vs. Vendor Management: What’s the Difference?

ERM vs. Vendor Management: What’s the Difference?

Enterprise risk management (ERM) and vendor management are not interchangeable. Banks, credit unions, mortgage companies and fintechs need both.

Sep 20, 2022 4 min read
Ncontracts Appoints Melissa Outlaw to Chief Customer Officer

Ncontracts Appoints Melissa Outlaw to Chief Customer Officer

Ncontracts is pleased to announce the promotion of Melissa Outlaw to Chief Customer Officer.

Sep 16, 2022 2 min read
Exam Coming Up? 6 Reasons to Adopt Risk, Compliance & Vendor Management Software Now

Exam Coming Up? 6 Reasons to Adopt Risk, Compliance & Vendor Management Software Now

There’s never a perfect time for banks, credit unions, mortgage companies and fintechs to adopt risk management, regulatory compliance, and vendor manageme…

Sep 15, 2022 4 min read
Does Your BCP Have a BCP?

Does Your BCP Have a BCP?

Many financial institutions have activated business continuity plans due to the pandemic and are now activating a second one due to natural disasters.

Sep 13, 2022 3 min read
Regulatory Brief for August 2022: Data security, UDAAP & the Future of the FFIEC’s CAT tool

Regulatory Brief for August 2022: Data security, UDAAP & the Future of the FFIEC’s CAT tool

Join Ncontracts pro team of regulatory compliance attorneys as they chat about the latest regulatory compliance news at the federal and state level.

Sep 8, 2022 2 min read
"Puppy Laundering" and Other Reputational Risks of Fintech Partnerships

"Puppy Laundering" and Other Reputational Risks of Fintech Partnerships

How good is your fintech vendor due diligence?

Sep 6, 2022 3 min read
Regulatory Updates September 2022: UDAAP lawsuit, data privacy, and a windfall for OCC-regulated banks

Regulatory Updates September 2022: UDAAP lawsuit, data privacy, and a windfall for OCC-regulated banks

UDAAP Lawsuit Against CFPB, FinCEN's Ownership Rule, CA's Child Data Privacy Law, New Whistleblower Policy, OCC's Fee Cut.

Sep 1, 2022 2 min read
It's Not Too Late: 2022 Can Be the Year You Automate GRC!

It's Not Too Late: 2022 Can Be the Year You Automate GRC!

Whether it’s governance, risk, or compliance (GRC), there are tools to help you organize, automate, and spark joy in 2022.

Sep 1, 2022 3 min read
ERM: Making the Connection

ERM: Making the Connection

One of the most frustrating things about the banking world (and life in general) is that there is often a disconnect between how things should be

Sep 1, 2022 3 min read
20 Questions to Risk Assess Your BSA/AML Program in a Post-Pandemic World

20 Questions to Risk Assess Your BSA/AML Program in a Post-Pandemic World

The pandemic fundamentally changed much of our world, including BSA/AML compliance. Here’s how to make sure your financial institution’s program is still e…

Sep 1, 2022 3 min read
3 Lessons Learned from a $250,000 OFAC Fine

3 Lessons Learned from a $250,000 OFAC Fine

3 tips for helping banks, credit unions, mortgage companies, and fintechs ensure ongoing compliance with OFAC sanctions.

Aug 30, 2022 3 min read
Credibility in an Era of Misinformation: What is the Purpose of Auditing

Credibility in an Era of Misinformation: What is the Purpose of Auditing

What is the purpose of auditing and what does internal audit do? If you need accurate, trustworthy information and data, an internal audit can help.

Aug 25, 2022 4 min read
Want a More Productive Workforce? How to Combat the Top 3 Productivity Killers

Want a More Productive Workforce? How to Combat the Top 3 Productivity Killers

Promoting a more collaborative, efficient workforce at financial institutions with communications software.

Aug 23, 2022 6 min read
Do You Have a Digital Payments Strategy?

Do You Have a Digital Payments Strategy?

Banks and credit unions that want to keep pace with fintech upstarts and consumer demand need to reassess their payments strategy.

Aug 18, 2022 4 min read
Ncontracts Named to Inc. 5000 List for Fourth Consecutive Year

Ncontracts Named to Inc. 5000 List for Fourth Consecutive Year

Ncontracts has been named to the Inc. 5000 list for the fourth consecutive year.

Aug 17, 2022 3 min read
Is your financial institution staying ahead of these evolving operational risks?

Is your financial institution staying ahead of these evolving operational risks?

Outside events can make prioritizing operational risk difficult. A new survey shows how the top 10 operational risks are changing.

Aug 16, 2022 4 min read
Regulatory Brief for July 2022: The latest on UDAAP, Overdraft Fees & Section 1071

Regulatory Brief for July 2022: The latest on UDAAP, Overdraft Fees & Section 1071

The Ncast podcast covers updates at the CFPB, NCUA, FDIC, OCC, Fed, FHFA and NYDFS.

Aug 10, 2022 2 min read
Ncontracts Named to FinovateFall 2022 Demo Lineup

Ncontracts Named to FinovateFall 2022 Demo Lineup

Ncontracts has been selected to demo at FinovateFall 2022, taking place September 12-14 in New York.

Aug 9, 2022 2 min read