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Ignore KRIs & KPIs at Your Own Peril: Best Practices for Key Risk Indicators

Ignore KRIs & KPIs at Your Own Peril: Best Practices for Key Risk Indicators

Stop me if you’ve heard this story before. Significant management turnover at a $1B FI, and new management is eager to make an impact. The solution:

Sep 4, 2019 3 min read
Summer Blockbusters Revisited: Assessing My Risk Assessments

Summer Blockbusters Revisited: Assessing My Risk Assessments

When it can cost nearly $100 to take a family of four to the movies (including snacks, of course), you don’t want to risk wasting your cash on a so-so movi

Aug 30, 2019 4 min read
Is Your Institution Prepared for These Emerging Risks?

Is Your Institution Prepared for These Emerging Risks?

Across the business world, businesses in all industries are worried about the pace of change...

Aug 26, 2019 2 min read
6 Silo-Busting ERM Tips

6 Silo-Busting ERM Tips

How do seasoned risk professionals fight risk management inertia? They find ways to dismantle silos and develop processes to spark discussion about risk

Aug 20, 2019 2 min read
Tips for Implementing 3 Lines of Defense in your CMS from a Compliance Pro

Tips for Implementing 3 Lines of Defense in your CMS from a Compliance Pro

Learn tips for how to implement three lines of defense into your compliance management system from a compliance pro with more than 20 years of experience.

Jul 31, 2019 6 min read
The Risk Management/HR Connection

The Risk Management/HR Connection

How often do you engage with human resources? Risk managers may not give a lot of thought to human resources, but they should.

Jul 24, 2019 3 min read
Are You Using a Data-Driven Approach to Compliance Risk?

Are You Using a Data-Driven Approach to Compliance Risk?

Make sure that your risk management metrics are keeping up with the outside world, and help your institution separate fact from perception.

Jul 11, 2019 2 min read
Frequently Asked Questions About Cyber Monitoring

Frequently Asked Questions About Cyber Monitoring

Here are the most common questions we get asked about vendor cyber monitoring:

Jun 27, 2019 2 min read
OCC: Operational Risk Remains Elevated

OCC: Operational Risk Remains Elevated

The only certainties in life are death and taxes, but I can think of one more thing: risk.

Jun 6, 2019 2 min read
Creating Value with A Culture of Risk Management

Creating Value with A Culture of Risk Management

Many bankers think the concept of a “risk management culture” is thought exercise. It’s the kind of psychobabble that takes up time that could be dedicate

May 30, 2019 3 min read
4 Key Risks Facing the Banking Industry, According to the OCC

4 Key Risks Facing the Banking Industry, According to the OCC

As the banking industry has undergone major changes, the top risks have also evolved. Here are the four biggest risks facing banks today, from the OCC.

May 22, 2019 7 min read
GAO Grades Regulatory Agencies on Risk Management Supervision

GAO Grades Regulatory Agencies on Risk Management Supervision

The board will consider whether there are specific factors Federal Reserve staff should consider when escalating supervisory concerns.

May 21, 2019 2 min read
Wishing for More Regulatory Tailoring? You’ll Love Risk Management

Wishing for More Regulatory Tailoring? You’ll Love Risk Management

In a world where bankers feel overwhelmed and disadvantaged by a seemingly one-size-fits-all regulatory environment, there remains one place where a fina

May 16, 2019 4 min read
We Listen So You Don’t Have To: FDIC’s Crisis & Response Podcast

We Listen So You Don’t Have To: FDIC’s Crisis & Response Podcast

What went down during the financial and banking crises, and what did the FDIC learn from it? The FDIC has released a 7-part podcast.

May 6, 2019 3 min read
Do Small Institutions Need Risk Management?

Do Small Institutions Need Risk Management?

Risk management isn’t just for large institutions. The case can be made that it’s even more important for smaller FIs to address risk management.

May 2, 2019 3 min read
Community Bankers Association of Illinois Endorses Ncontracts Risk Management Solutions

Community Bankers Association of Illinois Endorses Ncontracts Risk Management Solutions

CBAI member banks can rely on Ncontracts to be a trusted teammate to assist them with vendor and risk management

May 1, 2019 2 min read
Game of Thrones: Risk Assessing The Iron Bank

Game of Thrones: Risk Assessing The Iron Bank

Game of Thrones has returned for its final season! In honor of the ending of this series, let’s identify the biggest risks facing The Iron Bank of Braavos.

Apr 17, 2019 5 min read
Risk Management: Knowing When It’s Time to Start Again

Risk Management: Knowing When It’s Time to Start Again

How can you tell if a risk management program needs to be totally reinvented? The benefits of a complete overhaul can often outweigh the inconvenience.

Mar 12, 2019 2 min read
How to Discover Vendor Cybersecurity Flaws Before Data Thieves Exploit Them

How to Discover Vendor Cybersecurity Flaws Before Data Thieves Exploit Them

How do you know if a cybersecurity rating is covering all the bases? Make sure it monitors these key areas...

Mar 8, 2019 2 min read
GAO & OCC Disagree Over Risk Management

GAO & OCC Disagree Over Risk Management

Have you felt like an examiner, auditor, or other reviewer just didn’t get you, your bank, or a program/business line? The OCC can relate.

Mar 1, 2019 4 min read
Ncontracts Bolsters Protections for Banks and Credit Unions

Ncontracts Bolsters Protections for Banks and Credit Unions

Ncontracts hopes to solve the problem financial institutions have with data protection once it transitions to a vendor

Feb 28, 2019 1 min read
Is the Absence of Risk Stunting the Next Generation of Risk Managers?

Is the Absence of Risk Stunting the Next Generation of Risk Managers?

If we don’t give children the opportunity to encounter reasonable, relatively low-stakes risk, how will they be prepared for risk at the enterprise level?

Feb 22, 2019 3 min read
Ncontracts Combines with TRUPOINT Partners to Bring Comprehensive Suite of Risk Management Solutions to Financial Institutions

Ncontracts Combines with TRUPOINT Partners to Bring Comprehensive Suite of Risk Management Solutions to Financial Institutions

Ncontracts, the leading provider of active risk management solutions for financial institutions, has acquired TRUPOINT Partners

Feb 19, 2019 2 min read
Training Risk Management Heroes, Part 1: Banking on the Frontline

Training Risk Management Heroes, Part 1: Banking on the Frontline

Frontline staff at FIs are trained to protect both the institution and its customers by identifying fishy transactions, but staff are capable of going

Feb 14, 2019 3 min read
2019 Risk Outlook: Concentration Risk

2019 Risk Outlook: Concentration Risk

Concentration risk is most commonly associated with lending. Looking ahead, the New York Fed is warning of a different kind of concentration risk

Jan 28, 2019 2 min read
NCUA Eyes Economic Environment, Change Management & Third-Party Risk With 2019 Supervisory Priorities

NCUA Eyes Economic Environment, Change Management & Third-Party Risk With 2019 Supervisory Priorities

The NCUA has made adjustments to its Supervisory Priorities for 2019 - emphasizing controlling risks, including a new focus on third-party risk management.

Jan 23, 2019 2 min read
The Top 8 Internal Cybersecurity Vulnerabilities Challenging Financial Institutions

The Top 8 Internal Cybersecurity Vulnerabilities Challenging Financial Institutions

Internal vulnerabilities are the aspects of cybersecurity that your institution has direct control over. The eight most significant internal vulnerabilitie

Jan 16, 2019 2 min read
Your Vendor Talks Risk Management Talk, but Does It Walk the Walk?

Your Vendor Talks Risk Management Talk, but Does It Walk the Walk?

The words “manage, mitigate, and reduce risk” from a third-party vendor are music to the ears of a risk manager. Unfortunately, talk is cheap—and legal

Jan 9, 2019 2 min read
Inside the Life of an Information Security Officer

Inside the Life of an Information Security Officer

What’s it like to be the information security officer at a $1.5 billion-asset community bank? We chatted with one to learn more about the challenges ISO

Jan 2, 2019 4 min read
Turf Battles and Low Morale Can Increase Risk. Just ask FinCEN.

Turf Battles and Low Morale Can Increase Risk. Just ask FinCEN.

FinCEN’s issues are just a small part of the fascinating story about how Russia tried to use backdoor channels to infiltrate Treasury. It’s also a story

Dec 26, 2018 3 min read