<img src="https://ws.zoominfo.com/pixel/pIUYSip8PKsGpxhxzC1V" width="1" height="1" style="display: none;">
All Topics Risk & Compliance Product Insight Banks Lending Compliance Credit Unions Risk Management Fair Lending Nfairlending Cluster: Risk Management Compliance Lending Compliance Management Integrated Risk Blog Regulatory Compliance Management Nrisk News & Updates HMDA Risk Mortgage Lenders Vendor Management Ncomply CRA Business Resiliency Lending Compliance Blog Vendor CFPB Ncontinuity Business Continuity Third-Party Vendor Management Cybersecurity Fintech NVendor Strategic Planning Ncyber Regulatory Updates Ntransmittal Audits & Findings OCC Regulatory Compliance Company Culture Audit Nverify Compliance Management Exams FDIC Nfindings Findings NCUA Contract Management Employee Intranet Business Continuity Management Contract FRB Findings Management Enterprise Risk Management FFIEC Ncontracts manager Third-Party Vendors Vendor Risk Vendor Risk Management Wealth Management 1071 ABA Bank Access Control Artificial Intelligence Audit Findings Board Portal Call Report Compliance Risk Cybersecurity Assessment Digital Tansformation Due Diligence Efficiency Employee Engagement Exam findings FIEC Governance and Risk Management Inc. 5000 Internal Audit Management Nboardportal Verify integrated risk management
3 Things Compliance Officers Should Do to Prepare for an Exam
Fair Lending

3 Things Compliance Officers Should Do to Prepare for an Exam

We'll share 3 actions the best compliance officers take, and 6 steps for Fair Lending exam prep. If you have an upcoming exam, you need to read this.

Sep 7, 2023 4 min read
Regulatory Compliance in 2023: We Answer Your Top 5 Questions
Fair Lending

Regulatory Compliance in 2023: We Answer Your Top 5 Questions

Regulatory compliance experts help you get exam ready and talk about the top 8 areas examiners will be looking at

Feb 2, 2023 4 min read
What Examiners Will Be Looking for in Your COVID-19 Response
Banks

What Examiners Will Be Looking for in Your COVID-19 Response

The ongoing COVID-19 pandemic has impacted operations and financials at every financial institution.

Jul 1, 2020 3 min read
Examiners Want to Know: Does Your CMS Ensure Consumer Protection & Compliance?
Risk Management

Examiners Want to Know: Does Your CMS Ensure Consumer Protection & Compliance?

Preventing consumer harm is among the top goals of financial regulators. That goal is best accomplished with streamlined CMS.

Apr 13, 2020 2 min read
OCC: Lack of Risk Management Leads to Enforcement Actions
Risk Management

OCC: Lack of Risk Management Leads to Enforcement Actions

Lack of appropriate governance, oversight, and risk management systems and controls are the leading cause of enforcement actions according to the OCC.

Dec 12, 2019 3 min read
Due Diligence 101: Are On-Site Visits Required?
Banks

Due Diligence 101: Are On-Site Visits Required?

Let’s start with guidance on the subject. There is very little guidance requiring on-site due diligence. It’s peppered with words like “may” or...

Jun 4, 2019 4 min read
Fintech Update: Agencies Encourage Increased Regulator Oversight of Third Parties, but Will Anything Happen?
Banks

Fintech Update: Agencies Encourage Increased Regulator Oversight of Third Parties, but Will Anything Happen?

Increased risk exposure from third-party providers poses threats to the entire financial system, and banking regulatory agencies should have the ability

Feb 5, 2019 4 min read
Examiners Will Be Focusing on Your Institution’s Riskiest Areas. Do You Know What They Are?
Risk Management

Examiners Will Be Focusing on Your Institution’s Riskiest Areas. Do You Know What They Are?

In the FFIEC Press Release, dated 11/27/2018, the FFIEC provided a more formal idea of what a “risk-based exam” looks like and the factors that will help

Dec 7, 2018 2 min read
Prep for a CRA Compliance Exam: 9 Steps to Success
CRA

Prep for a CRA Compliance Exam: 9 Steps to Success

These nine important steps will help you prepare for a Community Reinvestment Act evaluation and improve your CRA compliance program.

Apr 7, 2015 4 min read
9 Fair Lending Exam Triggers & 4 Compliance Tips from the NCUA
Fair Lending

9 Fair Lending Exam Triggers & 4 Compliance Tips from the NCUA

Check out this blog that includes 7 fair lending exam triggers, plus more than 10 fair lending compliance best practices!

Feb 26, 2015 4 min read
3 Fair Lending Exams Defined - Which is Your Flavor?
HMDA

3 Fair Lending Exams Defined - Which is Your Flavor?

The CFPB quietly published its baseline review modules for Fair Lending. Which flavor exam will you receive from your regulator?

Jul 30, 2013 2 min read
Faring Well in Your Fair Lending Exam
Fair Lending

Faring Well in Your Fair Lending Exam

Before any exam ever begins, your institution should conduct its own fair lending risk assessment.

Jun 29, 2011 2 min read