Audits and compliance reviews serve as the Third Line of Defense for your financial institution. What should that look like? Join our panel of audit and compliance experts for a deep dive into effective audit management and compliance reviews.
Topics include:
- Audits vs. compliance reviews
- Risk-based audit & review planning
- Understanding 3rd line of defense challenges
- Responding to findings
Whether you’re new to audit and compliance reviews or a seasoned pro, join us for this webinar and come away with best practices and top tips to enhance your FI’s audit and compliance review programs.
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